Santa barbara bank pdf#

Futures Commission Merchant (FCM) Information for UBS Financial Services Inc . Important Information About Auction Rate Securities (Not for Puerto Rico). Statement of Financial Condition- UBS FSI of Puerto Rico. For more information on a particular rating, please visit ubs.com/us/en/designation-disclosures. Past performance is no guarantee of future results. nor its employees pay a fee in exchange for these ratings. Accolades can be based on a variety of criteria including assets under management, revenue, compliance record, length of service, client satisfaction, type of clientele and more. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG.Īccolades are independently determined and awarded by their respective publications. You can ask us to review your brokerage account and provide you with investment recommendations at any time. Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. is also registered as a Futures Commission Merchant (FCM) with the U.S. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Please consult with your tax and legal advisors regarding your personal circumstances.

Santa barbara bank pdf#

For more information, please review the PDF document at ubs.com/relationshipsummary.

Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Īs a firm providing wealth management services to clients, UBS Financial Services Inc. Please consult the sales restrictions relating to the service in question for further information. It does not store any personal data.Products and services mentioned on these web pages may not be available for residents of certain nations. The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. The cookie is used to store the user consent for the cookies in the category 'Performance'. This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category 'Other. The cookies is used to store the user consent for the cookies in the category 'Necessary'. and our digital banking tools allow you to securely access and manage your. The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category 'Functional'. Our Santa Barbara advisors explore the values and goals of every client. The cookie is used to store the user consent for the cookies in the category 'Analytics'. Our expanded Healthy School Pantries Program and our new Healthy Farmworkers Program support the most vulnerable in our community.

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